Banc Of America Investments Resources and More...
NASD Fines for Fund Favoritism
Piper Jaffray & Co. and Quick & Reilly, Inc. (now part of Banc of America Investment Services, Inc.) are facing heafty fines for breaking NASD's "Anti-Reciprocal Rule," prohibiting brokers from favoring the sale of shares of specific mutual funds on....(Continue Reading)
When Is Tech Spending a Bad Idea?
Many buyers have become smarter, HP's Fiorina says....(Continue Reading)
Stock Brokers (commissions $20 and up)
On-line brokers with commissions of $20 and up....(Continue Reading)
Nasdaq Market Maker and ECN Level II IDs - Day Trading, from About.com
Nasdaq Market Maker and ECN Level II IDs, from your About.com Guide...(Continue Reading)
Financial Effects of the Terrorist Attack
The financial affects of the September 11th Terrorist attack on the World Trade Center explained...(Continue Reading)
Advertising Rules Change For Mutual Funds - Mutual Funds Archives
Advertising Rules Change For Mutual Funds - Thanks to changes at the SEC, Mutual funds now have more flexibility in using performance in advertising. However, it comes at a cost - mutual funds must provide more disclosure in their advertisements. The...(Continue Reading)
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Banc of America Investment Services, Inc is a registered broker-dealer, member NASD and SIPC and is a nonbank subsidary of Bank of America, NA …
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